Legal and Regulatory Disclosures

Underwriting and Compliance Statement

Business Classification and Scope

Elevate Investment Managers LLC is a professional services firm providing human performance, leadership development, and organizational wellbeing consulting services. The company’s activities are limited to education, advisory support, and organizational development related to human capital and workplace performance.

The term “investment” in the company name refers solely to investment in people, leadership capacity, and organizational effectiveness. It does not refer to financial investments or financial products.

No Financial, Securities, or Investment Activity

Elevate Investment Managers LLC does not engage in any activities that constitute financial services, securities transactions, or investment advisory functions.

The company does not:

  • Provide investment advice or financial planning

  • Manage or recommend securities or portfolios

  • Act as a broker, dealer, or investment adviser

  • Accept or manage client funds or assets

  • Offer financial products or investment vehicles

All revenue is derived from service based engagements such as consulting, training, workshops, and organizational support programs.

Regulatory and Licensing Status

Elevate Investment Managers LLC is not subject to registration, oversight, or licensing requirements under federal or state securities laws.

The company is not registered with, regulated by, or supervised by the Financial Industry Regulatory Authority, the U.S. Securities and Exchange Commission, or any state investment advisory or securities authority.

The company does not operate within regulated financial markets and does not perform activities requiring securities licensure.

Use of Services and Client Responsibility

All services provided by Elevate Investment Managers LLC are educational and advisory in nature and are intended to support leadership effectiveness, employee wellbeing, and organizational performance.

Clients retain full responsibility for business, financial, operational, and strategic decisions. Engagement with Elevate Investment Managers LLC does not transfer decision making authority or financial responsibility to the company.

No Fiduciary or Custodial Relationship

Engagement with Elevate Investment Managers LLC does not create a fiduciary, custodial, or financial advisory relationship. The company does not act in a fiduciary capacity for clients and does not hold, control, or manage client funds or assets.

Third Party Professional Disclaimer

Clients are encouraged to seek licensed professionals for financial, legal, tax, or investment matters when applicable. Elevate Investment Managers LLC does not provide services that require professional financial, legal, or accounting licensure.

SBA and Lender Review Statement

For purposes of lender and Small Business Administration underwriting review, Elevate Investment Managers LLC should be classified as a professional services and consulting firm focused on human capital development and organizational performance.

The company does not present exposure related to regulated financial services, securities compliance, or investment advisory risk.

Company Contact Information

Elevate Investment Managers LLC
Website: www.eimanagers.com
Email: info@eimanagers.com